3 STEP ANALYSIS FOR USE OF OBJECTIONS IN RESPONDING TO INTERROGATORIES
August 29th, 2018
By S.J. Walker
Preliminary written discovery is a constant in all of litigation. The goal: to permit parties to evaluate the case, identify issues, and prepare for depositions and trial. Much of written discovery begins with form interrogatories and special interrogatories. Unfortunately, novice lawyers, and possibly some seasoned lawyers, forget that the defense counsel will use the information in your client’s interrogatories at deposition and throughout the case. As such, making sure a proper analysis is done on each question will ensure your client provides the proper and accurate responses. It is the professional responsibility of the lawyer to represent their client competently and diligently, and without a proper analysis of each question, an attorney may be falling short of one, if not both, of these professional duties.
Analysis Step 1: Must / Should I object?
Begin by asking yourself “Must/should I object.” There are certain and pertinent moments when an attorney must object in order to protect attorney-client privilege, the client’s privacy, or to preserve an objection. Answering interrogatories without regard to the privacy or confidentiality of your client will lead the attorney on a quick road to sanctions, malpractice, or disbarment. This seems simple enough, but many times attorney’s do not take the time to analyze and ensure that the answer they provide to a special interrogatory is not confined to attorney-client privilege, client’s right to privacy, or if the interrogatory is objectionable. As far as I can see, there are multiple reasons an attorney will “mess up” on responding to the interrogatory: (1) an attorney is busy, and they forget or utterly disregard the power of the interrogatory; (2) the lawyer is not quite at the level of competency he/she needs to be at (such as a novice attorney); and/or (3) they simply missed an objection or did not know that objection was proper (again, lack of competency).
“Must / Should I object” step is arguably the most important step in analyzing a response to an interrogatory. If responses to interrogatories are not timely, all objections are waived. Thus, if you miss your objection then it is not preserved, which can lead to multiple consequences. A practitioner who errors on the side of over-objecting will fair better than the attorney who missed a significant objection. Slow down, analyze, and object.
Analysis Step 2: Should Information Be Provided Even If An Objection Is Stated?
The second question to ask is: “Should information be provided even if an objection is stated?” Pick your battles wisely. Getting into a discovery battle is an excessive depletion of a Plaintiff’s time, and a serious billing nightmare for a defense attorney. Thus, it is important to avoid the fight if you can.
Most requests should be answered, even if an objection is stated. But objecting to every request without providing an answer will surely lead to a motion to compel evidence. Nothing will create a response from defense more than a response that insinuates that you are hiding something. Some requests are improper in their form, yet the other side is entitled to the information. Other requests seek information that may damage your case. Some require a showing of relevance that a judge will eventually grant. In these situations, state your objection, but comply with the request. Specify that you are not waiving your objection by stating, “Subject to and without waiving the objections, plaintiff responds as follows. . .”
Analysis Step 3: What Objection Should I Make?
Having an arsenal of objections will help an attorney to know what to object and how to do it. Many objections have case law attached to them, and an attorney should cite to that case law. Using legal authority will assist in future battles if a motion to compel arises and the lawyer must write an opposition to the motion to compel. It creates consistency within the documents that make an attorney’s opposition stronger. Make the objection simple and clear, it does not need to be an elaborate, scholarly work of art. Don’t reinvent the wheel. Find tools and articles of cases that have been used in the past. Below are some objections to be made.
*Argumentative: Objection. This discovery request as phrased is argumentative. It requires the adoption of an assumption which is improper.
-Example: “When did you stop taking the drug?” This question assumes facts that might not be true, but requires the answer to adopt the assumption. The client may never have been taking the drug in the first place.
*Already Asked/Repetitive: Objection. This discovery request has already been asked (see Interrogatory/Request No. ___) Continuous discovery into the same matter constitutes oppression and Plaintiff further objects on this ground.
Find a case, and cite to it that seems relevant. Although this is not an assertive objection, if the defendant continuously seeks the same information it can be grounds for a protective order based on oppression. Thus, bring attention to it by objecting.
*Attorney Work-Product Protection: Objection. This discovery request seeks attorney work product.
Code of Civil Procedure section 2018.030 subdivision (a) states, “[a] writing that reflects an attorney’s impressions, conclusions, opinion, or legal research or theories is not discoverable under any circumstances.” In analyzing the work-product privilege, courts have determined that only derivative materials are protected. “Derivative work-product is that information created by or resulting from an attorney’s work on behalf of a client that reflects the attorney’s evaluation or interpretation of the law or facts involved. Non-derivative material includes those that are only evidentiary in nature.
There is plenty of case law to help determine if material is derivative or non-derivative in its nature. As such, use cases that are on point to tailor this objection.
*Collateral Source Rule: Objection. This discovery request seeks information not relevant to the subject matter of this lawsuit and is not calculated to lead to the discovery of admissible evidence.
This specific rule is usually applied to insurance. Code of Civil Procedure section 2017.210 permits discovery only of “Insurance. . . [that] may be liable to satisfy in whole or in part a judgement that may be entered in the action or to indemnify or reimburse for payments made to satisfy the judgment.” Health insurance is not insurance available to satisfy a judgement or reimburse of payments made to satisfy the judgment.
Another example that could satisfy this objection, would be the violation of your clients right to privacy. For example, personal financial information is within this protection under the California Constitution, article I, section 1, and thus would suffice to fit under a collateral rule objection.
As there are numerous other objections that could be had, I will stop here. But it is imperative to know your objections, how to use them, and to argue your objection with quick concise sentences and cited authority. Authority will assist in getting your objections through a motion to compel. It is an obvious fact that attorney’s are busy and cannot spend a considerable amount of time on interrogatories. Because of this lack of time, spend a few hours compiling a list of objections, case law that corroborates those objections, and use that list to assist you in saving time on interrogatories. Knowing your objections will surely save time on your interrogatories. Thus, take the three steps above and prepare your interrogatory to avoid inadvertently damaging your case by failing to object, or providing too much information.
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